Insider trading and business compliance

Business Compliance

Insider Trading Training

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Illegal insider trading regulation and monitoring by the Securities and Exchange Commission (SEC) is at an all-time high. Let our industry experts and engaging videos show your employees how to stop it.

This course is designed for corporate executives, service professionals (law, finance, accounting), and all people with access to business information that is not easily available to the general investing public. Our expert is Tim Crudo, former Assistant US Attorney in San Francisco, who was responsible for several high profile prosecutions of company executives for insider trading.


This course teaches people:


  • To identify “material, non-public, inside information.”
  • Understand the risk posed by expert networks.
  • Identify when “helpful” information crosses the line to non-public “inside” information.
  • Learners can submit questions anonymously to our Expert for his best practices and insights.
  • Takeaways

    Course expert is Tim Crudo, former Assistant U.S. Attorney in San Francisco and current partner at Coblentz Patch.

    Course teaches people to spot red flag situations.

    Course demonstrates company’s good faith efforts at effective corporate governance as recommended by Dodd-Frank Act and Sarbanes Oxely Act.

    Features

    Allows access to Emtrain Experts for best practices on this topic.

    Tailored to include your branding and logo.

    Available in English.

    Includes Emtrain’s robust Learning Platform.

    Compatible with SCORM 1.2, 2004 or AICC.

    Approximately 20-30 minutes in length.

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