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Concept

Securities Definition

Financial instruments, such as stocks, bonds, or options, that represent an ownership interest or a debt agreement between investors and companies.

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Courses and Mircolessons that cover Securities

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Insider Trading Training

Learn to identify material, non-public, inside information.
Course
Ethics

Additional Information on Securities

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Frequently Asked Questions

Stocks (equity securities) and bonds (debt securities) are the most common types.
Through government agencies like the SEC, which enforce laws around trading and investor protection.
Non-compliance can lead to severe legal consequences, including fines, imprisonment, and loss of investor confidence.
Companies face risks such as insider trading violations, failure to comply with SEC reporting requirements, and inaccuracies in financial statements.

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